executor assistance - Blog - Brock Shores Financial #ImprovingFutures
2024-03-28T20:18:07Z
https://improvingfutures.ning.com/blog/feed/tag/executor+assistance
CEA development
https://improvingfutures.ning.com/blog/cea-development
2018-11-15T15:57:39.000Z
2018-11-15T15:57:39.000Z
Timothy Ross
https://improvingfutures.ning.com/members/TimothyRoss
<div><h3 style="margin: 0px; padding: 0px; height: 13.6px; color: #267f9f; line-height: 14px; overflow: hidden; font-family: inherit; font-size: 14px; font-weight: bold; text-rendering: optimizelegibility;">I am very pleased to announce that Heather Kiley from our firm has recently enrolled in the Certified Executor Advisors program with the</h3>
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<h3 style="margin: 0px; padding: 0px; height: 13.6px; color: #267f9f; line-height: 14px; overflow: hidden; font-family: inherit; font-size: 14px; font-weight: bold; text-rendering: optimizelegibility;">Canadian Institute of Certified Execotor Advisors, Timothy Ross, CEO & Founder, Brock Shores Financial</h3>
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial;"> </p>
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial;"> </p>
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial;">Heather Kiley is the dynamic front line Executive Assistant, to Timothy Ross Family Advisor ® , CEO, Founder of Brock Shores Financial</p>
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial;">Client care specialist, and in house specialist for estate planning, implementation, disability tax matters and trouble shooting with government departments.</p>
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<div style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial;">
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; line-height: 1.45em !important; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif !important; font-size: 15px !important; box-shadow: none !important;"><strong style="font-weight: bold;">Family Office providing Omega Stewardship ®</strong></p>
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; line-height: 1.45em !important; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif !important; font-size: 15px !important; box-shadow: none !important;">* One Stop Process Driven Approach for Retirement & Income Planning</p>
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; line-height: 1.45em !important; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif !important; font-size: 15px !important; box-shadow: none !important;">* Personalized Tax Management Solutions for Individuals & Business Owners</p>
<p style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; line-height: 1.45em !important; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif !important; font-size: 15px !important; box-shadow: none !important;">* Confidential Wealth Management Solutions</p>
<div style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; line-height: 1.45em !important; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif !important; font-size: 15px !important; box-shadow: none !important;"><strong>"Helping Families Achieve ... Life's Major Goals" ®</strong></div>
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<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">
<li style="line-height: 20px;">Tax Smart Planning & Investing</li>
<li style="line-height: 20px;">Worry Free Retirement</li>
<li style="line-height: 20px;">Education of Our Children & Grandchildren</li>
<li style="line-height: 20px;">Quality Care For Our Parents</li>
<li style="line-height: 20px;">Meaningful Financial Help For Our Loved Ones</li>
<li style="line-height: 20px;">Meaningful Legacy</li>
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<p><a href="https://vimeo.com/183494917">https://vimeo.com/183494917</a></p>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">2018 IFB conference Part 1</ul>
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<p><a href="https://www.spreaker.com/user/omegastewardship/engaging-executors-mark-o-farrell-nov-6-">https://www.spreaker.com/user/omegastewardship/engaging-executors-mark-o-farrell-nov-6-</a></p>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">Part 2</ul>
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<p><a href="https://www.spreaker.com/episode/16150676">https://www.spreaker.com/episode/16150676</a></p>
<p> </p>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">Code of Conduct</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">Introduction The Canadian Institute of Certified Executor Advisors (CICEA) Code of Conduct outlines the principles and expectations governing the conduct of its members. Understanding and acceptance of this code is a requirement of membership in the CICEA. CICEA retains the right and responsibility to investigate claims against its members and take appropriate action (as outlined below) while providing fair and due process to its members.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">Rules of Conduct</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">Integrity Certified Executor Advisors:</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">1.1 Will act in an ethical manner at all times.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">1.2 Will not engage in anything illegal or anything detrimental to the best interests of the public or which harms the integrity of the institute and its members and affiliates.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">1.3 Will provide all requisite due diligence without omission, misleading or false information.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">1.4 Will, at all times, act objectively to the best of their ability, and in the best interests of the client.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">2. Confidentiality Certified Executor Advisors:</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">2.1. Will strictly protect client’s information at all times. If there is any doubt as to the confidentiality of information shared, treat it as confidential until such time as the ambiguity is cleared.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">2.2 Will disclose their client’s personal information to third parties only with their client’s consent, or as provided for by law. In such cases take all reasonable steps to inform clients of the imposed breach.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">2.3 Will avoid public discussions or comments about clients that could reasonably be seen as revealing confidential or identifying information.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">3. Competency Certified Executor Advisors:</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">3.1. Will perform only those services for which they have the necessary knowledge, skills, and experience.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">3.2 Will refer clients, in all other situations, to competent professionals in the occupations required by the client. (Use the Find-A-CEA directory to locate CEAs by occupation and geographical region.)</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">4. Communication Certified Executor Advisors:</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">4.1. Will provide timely communication in whatever means is preferred by the client, and based on the level of urgency perceived by them.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">4.2 Will provide clients with the information they need to make informed decisions, including disclosure of any conflicts of interest, and answer their questions to the best of your ability.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">4.3 Will cooperate fully with the institute and provide timely and accurate information as requested.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">Disciplinary Action Certified Executor Advisors being reported to be or perceived to be conducting themselves in a dishonourable or questionable manner, may be subject to disciplinary action from CICEA. All informal disciplinary actions are considered personal information as defined in Section 3 of the Privacy Act. As such, disclosure is governed by the Privacy Act and information is generally only provided to the parties involved. Informal disciplinary actions can range from counseling to reprimands. When informal discipline is insufficient, a formal disciplinary committee will be convened to consider information provided by the complainant and the member, ensuring fair and due process. Formal disciplinary actions may include reprimand, suspension or expulsion.</ul>
<ul style="background: none !important; margin: 0px 0px 15px !important; border: currentColor; color: #5d5d5d; text-transform: none; line-height: 1.45em !important; text-indent: 0px; letter-spacing: normal; font-family: Arial, Helvetica, Verdana, Tahoma, sans-serif; font-size: 15px; font-style: normal; font-weight: 400; word-spacing: 0px; white-space: normal; orphans: 2; widows: 2; box-shadow: none !important; font-variant-ligatures: normal; font-variant-caps: normal; -webkit-text-stroke-width: 0px; text-decoration-style: initial; text-decoration-color: initial; padding: 0px 0px 0px 2em !important;">Conclusion The Code of Conduct is in place to protect the public, the institute and its members and affiliates. Adherence to the code is in everyone’s best interest to provide the very best level of care for clients and ensure strong reputations and healthy business practices.</ul>
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